Training for Financial Planners

January 28, 2017

Did you ever wonder what qualifications are needed to work with other people’s money? Jim and Chris discuss the training that is required to become a Financial Planner or Investment Adviser. They also answer listeners questions: What are the tax implications of taking money out of a Roth 401(k) in the year you turn 55? Should you delay a Roth IRA conversion until both the stock and bond markets are down? And… if you’ve ever wondered what a Kringle from WI was, now’s your chance to find out.

Check out the background of firms and investment professionals on FINRA’s BrokerCheck.

Jim Saulnier and Associates | 970-530-0556 | 506 East Mulberry Street, Fort Collins, Colorado 80524

Jim Saulnier, Registered Representative, Securities offered through Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC to residents of: CO, IA, IN, MA, NY, TN, TX, WI and WY. No offers may be made to or accepted from any resident outside the specific states mentioned. Jim Saulnier, Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Financial Planning services offered through Jim Saulnier and Associates, LLC., a Registered Investment Advisor. Cambridge and Jim Saulnier & Associates, LLC are not affiliated.